Archive for the ‘Science’ Category

Panpsychism

Tuesday, June 23rd, 2009

In my last book, I wrote that Whitehead’s position, that all entities have a “mental” as well as a “physical” pole, needs to be distinguished “from the ‘panpsychism’ of which he is sometimes accused” (page 28). I now realize that this is entirely wrong; such a distinction cannot be made, because Whitehead’s position is, in a very classical sense, a panpsychist one. Moreover, panpsychism is a respectable philosophical position, and not something that anyone needs to worry about being “accused” of.

I come to this new understanding from reading David Skrbina’s work on panpsychism — the philosophical doctrine that “mentality” is in some sense a universal property of all entities in the universe, or of matter itself. Skrbina’s book, Panpsychism in the West, both argues for panpsychism as a philosophical doctrine, and gives an extended history of this doctrine. Skrbina shows that panpsychism has been a leading strand in Western thought for 2500 years, from the pre-Socratics through Spinoza and Leibniz, on to William James and Whitehead a century ago, and up to many thinkers today. The idea that everything in the world thinks, in some fashion, is far more prevalent than its “crackpot” reputation might lead us to assume.

Skrbina’s companion edited volume, Mind That Abides, contains essays on the possibilities of panpsychism by a variety of contemporary philosophers, ranging from analytic philosophers (among whom Galen Strawson is probably the best-known), through post-Whiteheadian process-oriented thinkers, to “speculative realists” along with other non-analytic metaphysicians (there are contributions from Graham Harman and Iain Hamilton Grant). Together, these volumes make a powerful case for the plausibility of panpsychism, as well as making it clear that Whitehead’s contention that all entities have some sort of incipient mentality is a central expression of the panpsychist doctrine.

Arguments for panpsychism come in many forms, and its adherents often contradict one another. But if there is a central strain to contemporary panpsychist argumentation, it is this. If we reject radical mind/body dualism, and accept materialism, physicalism, or any other form of monism, then we must face the question of \emph{how to explain} the indubitable existence of mind or mentality. I am using “monism” here in its widest possible sense; I define it to include, not just scientific physicalism (the doctrine that the world is composed entirely of mass-energy, or that it is reducible to the subatomic particles described by contemporary physics), but also any form of what might be called “immanentism” (the doctrine that the world is composed of something like Spinoza’s unique substance, or of Bergson’s multiple durations, or of “experience” as it is understood in William James’ “radical empiricism”, or indeed as pure multiplicity, or as an open collection of independent objects a la Graham Harman). In other words, any philosophy that rejects supernaturalism or mind/body dualism as a way to explain the existence of mentality, must find some naturalistic, or at least immanent, way to do so.

I am trying to give as broad as possibile a definition of “mind” or “mentality” as well. This may be defined as consisting in cognition, and cognitive operations, of some sort; and, I would argue, in affectivity as well. But above all mentality consists in phenomenal experience, or of what analytic philosophers call “qualia”: my sensation of the redness or hardness of some particular object, or of pain or delight, or simply of being present in the world. Phenomenal experience is often conflated with consciousness, or the state of intentionality, being-aware-of; I have reservations about this identification, which I will get to later, but the rough equation may be accepted for the moment.

Understood in any of these ways, mentality would seem to be an irreducible aspect of our own existence, at the very least — leaving open the question of what other beings might have it. The question nagging at philosophers is how to explain the seeming indubitability, or incorrigibility of phenomenal experience. (“Incorrigibility” is what Descartes bases his entire philosophy upon. Everything that I think may be false or mistaken; but the fact that I am thinking cannot be mistaken). Cartesian dualism is the great classical solution to this dilemma, of course. Descartes has been (rightly) criticized for hundreds of years for reifying the act or fact of thinking into the the form of the “I” as a thing-that-thinks, and for separating the thinking-mind from any notions of body, matter, or extension. But this doesn’t negate the urgency of his initial observation.

Few of us are willing today to take Descartes’ dualist route, however. So the question becomes: how do we explain qualia, or phenomenal experience, or consciousness, or “inner” experience, on a materialist or monist basis? Modern thinkers have tended to favor either eliminativism or emergentism. Eliminativism is a reductionist thesis; it argues that qualia, consciousness, intentionality, and phenomenal experience are merely illusions, or linguistic misunderstandings, which disappear once we understand how neurological mechanisms operate on the physical level (one can find different versions of this position in Daniel Dennett, in Thomas Metzinger, and in the Churchlands).

Emergentism argues that mentality is the epiphenomenal result of interacting physical processes that have attained a certain level of complexity, as is the case with the massive aggregations of neurons in our brains. Phenomenal experience emerges at some point in the course of evolution; it may be associated either with the existence of neurons and nervous systems in animals, or with some more complex development of the nervous system in organisms of sufficient complexity, or in vertebrates, or in mammals, or just in human beings.

Both eliminativism and emergentism can be criticized, however, for just “explaining away” mentality, rather than actually explaining it. As Whitehead says, “philosophy destroys its usefulness when it indulges in brilliant feats of explaining away.” Eliminativism doesn’t account for mentality so much as it suggests that it is too trivial or illusory to even merit being accounted for; it ignores Whitehead’s insistence that “the red glow of the sunset should be as much part of nature as are the molecules and electrical waves by which men of science would explain the phenomenon.”

Emergentism, for its part, can be accused of begging the question. It is one thing to say that certain physical properties emerge out of other physical properties (in Strawson’s example, a single molecule of H2O isn’t in itself wet). But it is another thing altogether, Strawson argues, to maintain that mentality, or experience, or phenomenality, can emerge from something that is entirely non-mental, non-experiential, and non-phenomenal.

More generally, I think that it is worthwhile to challenge our almost reflexive belief, today, in the power of emergence or self-organization. (See my previous post, “Against Self-Organization”, for more discussion of this). It’s all too easy for “spontaneous emergence” or “self-organization” to be put into play as a catch-all explanation for things that cannot be explained any other way. The emergentist thesis threatens to violate Whitehead’s ontological principle, which is that “there is nothing which floats into the world from nowhere.” Theories of emergent self-organization may well be ways of illicitly reintroducing an idea of preprogrammed finality, or of a benevolent “invisible hand,” into our understanding of events, as Jean-Jacques Kupiec has recently suggested.

Panpsychist thinkers propose, against the eliminativists, that mentality is real. Against the emergentists, they propose that mentality doesn’t just come into being out of nothing; it is always already there, no matter where you look. Mind, in some form or other, exists all the way down. Panpsychists argue that mentality, or experience, is itself a basic attribute of matter (of subatomic particles, of quanta of mass-energy, of actual occasions, of minimal differences, etc.). In other words, mentality is not separate from physicality, but coextensive with it. One might think of this, classicaly, in Spinozian terms (matter and mind are two attributes of the same unique substance) or in Leibnizian ones (every monad is at once material and mental, since it is both a particle of the world and a perspective upon the world). But Galen Strawson, David Skrbina, and others have reconceptualized these arguments in terms that are grounded in contemporary physics. As Strawson puts it, the “ultimates” out of which the universe is composed “are intrinsically experience-involving… All physical stuff is energy, in one form or another; and all energy, I trow, is an experience-involving phenomenon.”

This line of argument intersects in interesting ways with the arguments of the Speculative Realists. For it implies that mentality must be seen as intrinsic to the universe itself — rather than just being a feature of the way that “we” (human beings, rational minds, subjects) approach it. To restrict mentality just to human beings (and perhaps also to some other species of “higher” animals) is an unjustified prejudice, an instance of the “correlationism” denounced by Meillassoux, or the human-centeredness questioned by Harman. (This also accords with Whitehead’s frequent point that the duality of subject and object is a situational and always changing one. Every entity is a “subject” in some conditions or some relations, and an “object” in others).

In Skrbina’s anthology, both Iain Hamilton Grant and Graham Harman write about the relation between realism and panpsychism in ways that are too complicated for me to do them justice here. Grant argues for “panpsychism all the way down, that is, without exception”; but in doing so, he complicates the whole question of emergence. For his part, Harman is reserved with regards to panpsychism. He sees mentality as an inevitable component of any relationality, or interaction between objects; “objects collide only indirectly, by means of the images they present as information.” But objects are not reducible to the “information” that they transmit to other objects. Harman therefore denies the property of information, or mentality, to objects insofar as they are in themselves, and therefore to objects that do not enter into “vicarious” relations with other objects. And of course, for Harman, relationality is only incidental to, and not constitutive of, the nature of objects. Hence, for Harman, “even if all entities contain experience, not all entities have experience.” Grant’s and Harman’s articles both raise important issues that I do not have the space to pursue right now — I will have to leave them both for another occasion.

In any case, Whitehead gives his own crucial twist to the overall panpsychist argument. In Whitehead’s formulation, all “actual entites” or “actual occasions” have both a “physical” pole, and a “mental” or “conceptual” pole. He also expresses this by saying that they have both a “public” aspect and a “private” aspect. “There are no concrete facts which are merely public, or merely private. The distinction between publicity and privacy is a distinction of reason, and is not a distinction between mutually exclusive concrete facts.” Everything exists, to different degrees, both physically or publically, on the one hand, and mentally or privately, on the other. Every occasion is inwardly mental or private, in its own process of “concrescence,” as it prehends other (previous) occasions. But every occasion is also physical or public, insofar as it enters into relations with the universe by serving as a “datum” to be prehended in turn by other occasions.

(There is thus a temporal as well as existential asymmetry between the mental and the physical, or between private and public dimensions of existence. This asymmetry has important consequences for how we understand relationality in general. In the privacy of its self-constitution, the occasion prehends, and thereby relates to, the entire universe. Publically, as a datum, the occasion is prehended by other occasions, and functions as a relational factor. I need to work out this asymmetry in more detail — I think that it is crucial for how Whitehead is able to maintain both relationality all the way down, and the sense that an occasion is something more than just the sum of its relations).

The most crucial way in which Whitehead revises the panpsychist argument is that, for him, mentality — or what William James calls “experience” — is not equated (as it is in the work of most panpsychists) with consciousness. Photons and quarks, and stones and thermostats, all have “experiences,” which means that they do possess some sort of incipient mentality; but for Whitehead, they are probably not conscious. Even in human beings, Whitehead says, most mental processes occur unconsciously, or below the threshold of consciousness. What makes them “mental,” then? Whitehead’s notion of unconscius thought is related to, but also quite different from, both the psychoanalytic sense of the unconscious, and from cognitive science’s recognition that most cognitive processes are unacompanied by, and often irreducible to, consciousness. Like psychoanalysis, Whitehead sees unconscious experience as having to do with “feelings” and “appetitions”, processes of action and reaction that are not merely automatic responses to stimuli; but in contrast to psychoanalysis, for Whitehead these feelings and appetitions do not necessarily involve any sort of representational activity.

For Whitehead, mentality is characterised by what he calls “conceptual feelings,” or “valuations.” These are processes in which potentialities are in some sense contrasted or weighed against one another. There is not just the perception (and perhaps the recognition) of what is. For Whitehead, such a perception and recognition is exactly identical to physical causality; to say that B physically perceives or prehends A is exactly the same thing as to say that A physically affects B, or that A is the cause of which B is the effect, e.g. in the way that one billiard ball transmits energy and motion to another billiard ball by hitting it, and causing it to move in turn. In addition to all this, Whitehead says, B also has a mental or conceptual experience of A: the experience, let’s say, of being-caused-to-move. I doubt that the billard ball is in any sense conscious; but the event of energy-transfer is a mental experience for Whitehead, because it involves the activation of a potential (precisely of a potential for movement). Mentality consists in the comparison of moving and not-moving; this comparison is the “mental pole” of the “occasion” in which billiard ball B is hit by billiard ball A and propelled into motion.

Now, the role of mentality, or experience, in the case of the billiard ball is vanishingly small, or (as Whitehead tends to put it) negligeable. Nonetheless, it exists — it is at least present structurally, you might say. Experience is present potentially, but almost not at all actually. But if this is so, it is because experience is in itself the impress of potentiality. The energetic shock of being hit by another billiard ball is precisely a prehension, or an apprehension, of possiblity. Possibilities, or conceptual prehensions according to Whitehead, are always perceptions of what he calls “eternal objects,” or “pure potentials” — and these, in turn, are equivalent to what other philosophers call “qualia.” The apprehension of qualia — of the red glow of the sunset, for instance — is intrinsic and irreducible, because it is felt, pleasantly or unpleasantly as the case may be, and because, insofar as it is thus felt, it implies potential and contrast. Redness-as-a-potentiality is in excess of merely being a quality or an aspect of this particular moment, this particular sunset. My sense of redness implies that this scene could perhaps change, so as not to be red after all; and also that something else could be imbued by redness as well. And my affective response to the sunset has to do with my liking or disliking of this redness, a reaction that extends into the prospect of other things being red, or of this redness itself disappearing (as it does, once the sun has entirely set).

Experience, or conceptual feeling, thus always involves a certain process of “valuation,” or evaluation. Whitehead agrees with the cognitivists in seeing that these evaluative processes are most of the time non-conscious. But he does not see evaluation as itself a “cognitive” process — it has much more to do with “appetition,” which “includ[es] in itself a principle of unrest, involving realization of what is not, and may be… All physical experience is accompanied by an appetite for, or against, its continuance.” In this way, mentality (or experience) is not just the calculation and representation of what is, but also involves a striving towards some potential novelty. As a result of this, experience always issues in some sort of decision; and for Whitehead, such decision “constitutes the very meaning of actuality.”

Experience is, as Whitehead says, irreducibly private; which means that I cannot observe anyone else’s experience aside from my own. (There may very well even be a limit as to the extent of my ability to observe my own experience — as Harman also suggests from another angle). The privacy of experience has fueled the skepticism found throughout modern Western philosophy, from Descartes to Hume, and beyond into the twentieth century. (I include, under this head, the answers to skepticism, or dissolution of its paradoxes, given by thinkers such as Wittgenstein and Cavell). But for Whitehead, the decision in which private experience culminates is also what makes it public and potentially conscious. Decision is not grounded in consciousness or cognition; rather, decision is what makes consciousness, cognition, and public relationality possible in the first place. “Feelings,” or movements of “appetition,” are the basic elements of mentality (or “inwardness,” or “qualitative experience”). Cognition, consciousness, and responsibility are consequences of this basic mentality, rather than preconditions for it. An aesthetic of decision precedes and grounds cognition and consciousness — rather than either of these being the grounds or preconditions for any process of decision. I say an “aesthetics” of decision, because it is a non-cognitive, and non-generalizable process; the problem of how decision leads from privacy to publicity, in Whitehead’s account, is a transformation of Kant’s problematic of how a singular, non-cognitive, non-conceptual aesthetic judgment can nonetheless lay claim to universality, through the process (precisely) of being made public.

I will stop here; instead of explicating this in more detail (which certainly needs to be done) I will conclude by simply juxtaposing Whitehead’s notion of experience-as-decision with some recent speculation in the physical and biological sciences. This is a continuation and expansion of some of the speculation that is already in my book.

The biologist Martin Heisenberg, in a recent article called “Is Free Will An Illusion?” makes a similar point about the “decisions” made by biological organisms. Arguing from experiments on bacteria, fruit flies, and other organisms, Heisenberg states that such organisms exhibit “behavioral output” that is independent of “sensory input”; that is to say, these organisms “actively initiate behavior” that is “self-determined,” rather than being “determined by something or someone else.” Studies of plants and slime molds, as well as bacteria and fruit flies, have isolated instances of “decision” that are not causally determined by the circumstances in which they occur, or the conditions to which they are a response.

Recognizing decision in all living organisms might seem to point to a kind of vitalism. But it would be considerably different from traditional vitalism, because it would not claim that some sort of intrinsic vital force would make living beings radically distinct from non-living things. Rather, as Whitehead says, the line between life and non-life of fuzzy, and the mentality or decisionality of life is something that is essential to life, but not exclusive to life: it extends all the way down.

Along these lines, the physicists John H. Conway and Simon Kochen propose what they call the Strong Free Will Theorem. According to Conway and Kochen, under certain conditions that arise as a result of quantum entanglement, subatomic particles respond “freely,” that is to say, non-deterministically, unconstrained by any prior physical events. If experimenters may be said to be acting “freely” when they collapse a quantum-indeterminate state by choosing which of several possible parameters they will measure, then to the same extent the particle thus measured is acting “freely” when it “chooses” which value to give this parameter. If this is correct, then even photons may be said to have a certain sort of inner “experience,” and to make a kind of “decision.”

Against Self-Organization

Tuesday, May 26th, 2009

Life on earth is doomed, according to the biologist Peter Ward in his new book The Medea Hypothesis. This book is meant to be polemical and provocative; I lack the knowledge to evaluate its particular scientific claims. But just as a thought experiment, it is bracing.

Ward’s book is a critique of the quite popular Gaia Hypothesis, originally developed by James Lovelock, which claims that the Earth as a whole, with all its biomass, constitutes an emergent order, a self-organizing system, that maintains the whole planet — its climate, the chemical constitution of the atmosphere and the seas, etc. — in a state that is favorable to the continued flourishing of life. Essentially the Gaia Hypothesis sees the world as a system in homeostatic equilibrium — in much the same ways that individual cells or organisms are self-maintaining, homeostatic systems. Gaia is cybernetically, or autopoietically, self-regulating system: continual feedback, among organisms and their environments, keeps the air temperature, the salinity of the sea, the amount of carbon dioxide in the atmosphere, etc., within the limits that are necessary for the continued flourishing of life.

Ward’s Medea Hypothesis directly contests all these claims. According to Ward, the ecosphere is not homeostatic or self-regulating; to the contrary, it is continually being driven by positive feedback mechanisms to unsustainable extremes. Most of the mass extinction events in the fossil record, Ward says, were caused by out-of-control life processes — rather than by an external interruption of such processes, such as the giant meteor hit which supposedly led to the extinction of the dinosaurs at the end of the Mesozoic. The great Permian extinction, for instance — the most catastrophic of which we have knowledge, in which 90% of all species, and 99% of all living beings, were destroyed — was caused by “blooms of sulfur bacteria in the seas,” which flourished due to greenhouse heating and poisoned the oceans and the atmospheres with increased concentrations of hydrogen sulfide, which is extremely toxic.

More generally, Ward claims that life processes have destabilizing effects, rather than homeostatic ones, upon the very environment that they rely upon for survival. This is largely because of the Malthusian basis of natural selection. Traits that give any organism a selective advantage over its rivals will spread through the gene pool, unless and until they overwhelm the environment and reach the limits of its carrying capacity. An organism that is too successful will ultimately suffer a crash from overpopulation, depletion of resources, and so on. The success of sulfur bacteria means the poisoning of all other organisms; or, to give another example, the rise of photosynthetic organisms 2 billion years ago poisoned and killed the then-dominant anaerobic microbes that had composed the overwhelming majority of life-forms up to that time.

Now, biologists in recent years have given careful attention to the evolution of cooperation and altruism as means of averting these dangers. For instance, in an environment of cooperating organisms, a cheater will outperform the cooperators, and through natural selection will eventually drive them into extinction, thus leading to an environment of cheaters who no longer have access to the benefits for all of cooperation. But this prospect can be averted, and altruism can be maintained within a group, if the cooperators evolve mechanisms to detect, and punish or otherwise discipline, the cheaters. Scenarios like this have led to something of a revival of the once-discredited notion of “group selection” (a group all of whose members benefit from cooperation will be able to outperform a group dominated by cheaters).

Be that as it may, Ward does not see any evidence that cooperation or altruism can evolve on a meta-, or planetary, level. He argues, counter-intuitively but with impressive statistical analyses, that in fact the total biomass, as well as the diversity of species, has been in decline ever since the Cambrian explosion. And he suggests that life on Earth is doomed to extinction long before the heating and expansion of the sun make the Earth too hot to live on. The depletion of carbon dioxide in the atmosphere, leading to the extinction of all plant life, the decline of atmospheric oxygen, the consequent extinction of all animal life, and finally the evaporation and loss to outer space of the oceans, could happen as little as 100 million to 500 million years from now — a span far less than the 1.5 billion or 2 billion years we have before the sun roasts the planet to a cinder. The Earth will end up much like either Venus or Mars — both of which initially had conditions that were favorable to the origin and sustenance of life, but no longer do (in this regard, it would be quite interesting if we were to discover, as has often been hypothesized, that Mars once did have life but no longer does).

Now, even 100 million years from now seems too far off in the future for us to worry about today. And, as Ward points out, our current problems — for the next century or so — have to do with too much carbon dioxide in the atmosphere, even if ultimately the Earth will die from too little. Nonetheless (and regardless of whether or not the book’s arguments stand up in their scientific details, which is something, as I already said, that I am unable to judge), Ward’s replacement of Gaia (the good mother Earth) with Medea (the ultimate bad mother, who murdered her own children) makes an important point. In critiquing the Gaia Hypothesis, it is really questioning our contemporary faith in self-organizing processes and systems.

I use “faith” here in as strong a sense as possible. The widespread contemporary belief in “self-organization” is almost religious in its intensity. We tend not to believe any more in the Enlightenment myth (as it seems to us now) of rationality and progress. We are skeptical of any sort of “progress” aside from technological innovation and improvement; and we no longer believe in the power of Reason to dispel superstition and to make plans for human betterment. The dominant ideology in these (still, despite the economic crisis) neoliberal times denounces any sort of rational planning as “utopian” and thereby “totalitarian,” an effort to impose the will on matter that absolutely resists it. This also entails a rejection of “grand narratives” (as Lyotard said in the 1980s), and an overall sense that “unintended consequences” make all willful and determinate action futile.

Instead, we turn to “self-organization” as something that will save us. The anarchist left puts its faith in self-organizing movements of dissidence and protest, with the (non-)goal being a spontaneously self-organized cooperative society. Right wing libertarians, meanwhile, see the “free market” as the realm of emergent, spontaneous, self-organized solutions to all problems, and blame disasters like the Great Depression of the 1930s, and the current Depression as well, on government “interference” with the (allegedly otherwise self-equilibrating) market mechanism. Network theory, a hot new discipline where mathematics intersects with sociology, looks at the Internet and other complex networks as powerfully self-organizing systems, both generating and managing complexity out of a few simple rules. The brain is described, in connectionist accounts, as a self-organizing system emerging from chaos; today we try to build self-learning and self-organizing robots and artificial intelligences, instead of ones that are determined in advance by fixed rules. “Genetic algorithms” are used to make better software; Brian Eno devises algorithms for self-generating music. Maturana and Varela’s autopoiesis is taken by humanists and ecologists as the clear alternative to deterministic and mechanistic biology; but even the harcore neodarwinists discover emergent properties in the interactions of multiple genes. Niklas Luhmann, in his turn, applies autopoiesis to human societies. This list could go on indefinitely.

Now, it is certainly true that many phenomena can be better understood in terms of networked complexity, than in those of linear cause and effect. It is rare for an occurrence to be so isolated that linear models are really sufficient to explain it. And it is also certainly true that unexpected consequences, due to factors that we did not take into account (and in some cases, as in chaos theory, that were too small or insignificant to measure in advance, but that turned out to have incommensurably larger effects), interfere with our ability to make clear predictions and to impose our will. The best laid plans, etc. But still –

I think that we need to question our reflexive belief — or unwarranted expectation, if you prefer — that emergent or self-organizing phenomena are some how always (or, at least, generally) for the best. And this is where Ward’s Medea Hypothesis, even if taken only as a thought experiment, is useful and provocative. Lovelock is almost apocalyptic in his worries about environmental disruption; his recent books The Revenge of Gaia and The Vanishing Face of Gaia warn us that human activity is catastrophically interfering with the self-regulating and self-correcting mechanisms that have otherwise maintained life on this planet. For Lovelock, human beings seem entirely separate from, and opposed to, “nature,” or Gaia. From Ward’s perspective, to the contrary, human beings are themselves a part of nature. Human-created climate change and ecological destruction are not unique; other organisms have caused similar catastrophes throughout the history of life on earth. All actions have “unintended” consequences; these consequences may well be destructive to others, and even to the actors themselves. Presumably bacteria do not plan and foresee the possible consequences of their actions, and discursively reason about them, in the ways that we do; but this does not mean that ecological catastrophes caused by bacteria should be put in a fundamentally different category than ecological catastrophes caused by human beings. [I am enough of a Whiteheadian that I am inclined to think that bacterial actions have a "mental pole" as well as a "physical pole" just as human actions do, albeit to a far feebler extent; there is definite scientific evidence for bacterial cognition.] Rather than separating destructive human actions from “nature”, Ward suggests that “nature” itself (or the organisms that compose it) frequently issues forth in such destructive actions. The mistake is to assume that the networks from which actions emerge, and through which they resonate, are themselves somehow homeostatic or self-preserving. Rather, destructive as well as constructive actions can be propagated through a network — including actions destructive of the network itself.

Of course, on some level we are already aware of this destructive potential — as is witnessed in discussions of the propagation of both biological and computer viruses, for instance. Yet somehow, we tend to cling to the idea that positive self-organization somehow has precedence. And this idea tends to arise especially in discussions that cross over from biology to economics. Both Darwinian natural selection and economic competition tend to be celebrated as optimizing processes. Stuart Kauffman, for instance, the great champion of “order for free,” or emergent, self-organizing complexity in the life sciences, has no compunctions about claiming that his results apply for the capitalist “econosphere” as well as for the biosphere (See his Reinventing the Sacred, chapter 11). The highly esteemed futurist Kevin Kelly, a frequent contributor to Wired magazine, has long celebrated network-mediated capitalism, analogized to biological complexity, as a miracle of emergent self-organization; just recently, however, he has praised Web 2.0-mediated “socialism” in the same exact terms.

But the most significant and influential thinker of self-organisation in the past century was undoubtedly Friedrich Hayek, the intellectual progenitor of neoliberalism. For Hayek, any attempt at social or economic planning was doomed to failure, due to the inherent limitations of human knowledge, and the consequent prevalence of unintended consequences. In contrast, and inspired by both cybernetics and biology, Hayek claimed that the “free market” was an ideal mechanism for coordinating all the disparate bits of knowledge that existed dispersed throughout society, and negotiating it towards an optimal outcome. Self-organization, operating impersonally and beyond the ken of any particular human agent, could accomplish what no degree of planning or willful human rationality ever could. For Hayek, even the slightest degree of social solidarity or collective planning was already setting us on “the road to serfdom.” And if individuals suffer as a result of the unavoidable inequities of the self-organizing marketplace, well that is just too bad – it is the price we have to pay for freedom and progress.

Hayek provided the rationale for the massive deregulation, and empowerment of the financial sector, of the last thirty years — and for which we are currently paying the price. But I have yet to see any account that fully comes to terms with the degree that Hayek’s polemical argument about the superiority and greater rationality of emergent self-organization, as opposed to conscious will and planning have become the very substance of what we today, in Europe and North America at least, accept as “common sense.” Were the anti-WTO protestors in Seattle a decade ago, for instance, aware that their grounding assumptions were as deeply Hayekian as those of any broker for Goldman Sachs?

I don’t have much in the way of positive ideas about how to think differently. I just want to suggest that it is high time to question our basic, almost automatic, assumptions about the virtues of self-organization. This doesn’t mean returning to an old-fashioned rationalism or voluntarism, and it doesn’t mean ignoring the fact that our actions always tend to propagate through complex networks, and therefore to have massive unintended consequences. But we need to give up the moralistic conviction that somehow self-organized outcomes are superior to ones arrived at by other means. We need to give up our superstitious reverence for results that seem to happen “by themselves,” or to arrive “from below” rather than “from above.” (Aren’t there other directions to work and think in, besides “below” and “above”?).

Whitehead says that every event in the universe, from the tiniest interaction of subatomic particles up to the most complex human action, involves a certain moment of decision. There are no grounds or guidelines for this decision; and we cannot characterize decision in “voluntaristic” terms, because any conscious act of will is a remote consequence of decision in Whitehead’s sense, rather than its cause. Decisions are singular and unrepeatable; they cannot be generalized into rules. But all this also means that we cannot say that decision simply “emerges” out of a chaotic background, or pops out thanks to the movement from one “basin of attraction” to another. No self-organizing system can obviate the need for such a decision, or dictate what it will be. And decision always implies novelty or difference — in this way it is absolutely incompatible with notions of autopoiesis, homeostasis, or Spinoza’s conatus. What we need is an aesthetics of decision, instead of our current metaphysics of emergence.

Reinventing the Sacred (Stuart Kauffman)

Monday, June 2nd, 2008

Stuart A. Kauffman’s Reinventing the Sacred: A New View of Science, Reason, and Religion recapitulates many of the ideas about the role of emergence in biology that were worked out in Kauffman’s earlier books (At Home in the Universe and Investigations), but also tries to place these ideas within a broader philosophical focus. Ultimately, Kauffman hopes to repair the breach between reason and emotion, or between science and culture, or between a naturalistic worldview and one that emphasizes spirituality.

It’s really a question of how we get there from here. Kauffman, who has long been associated with the Santa Fe institute, draws upon complexity theory in order to elucidate the role of emergence in biological processes. Working with computer simulations rather than with actual organisms, he has sought to show how, given the right conditions, autocatalytic loops might have emerged out of a primary soup of organic chemicals, and how such a process might have contributed to the origin of life. He has pioneered the idea that living organisms, and the environments they interact with, might exist in a zone of “criticality” in between excessive stability, on the one hand, and excessive chaotic tendencies, on the other. And he argues that the emergence of spontaneous, self-generated order — “order for free” — plays a major role in evolution, alongside natural selection. All these themes from Kauffman’s earlier books are recapitulated in the course of Reinventing the Sacred.

Kauffman is thus one of the few scientists who challenges the neodarwinist consensus that is endorsed by the overwhelming majority of contemporary biologists. Alongside Kauffman, one could also list Lynn Margulis (theories about the role of symbiosis in evolution), Stephen Jay Gould (both for punctual evolution, and for his insistence, together with Richard Lewontin, on the importance of exaptation), Susan Oyama and her colleagues (Developmental Systems Theory), Humberto Maturana and Francesco Varela (autopoiesis), James Lovelock (the Gaia hypothesis), Jean-Jacques Kupiec and Pierre Sonigo (who deploy Darwinian selectionism against genetic determinism). One might also mention recent attempts, from within the neodarwinist framework, to rehabilitate the idea of group selection (e.g. David Sloan Wilson), to insist upon the continuing importance of embryology and development, rather than seeing these as a mere matter of implementing what is already coded in the DNA (e.g., the work of Mary Jane West-Eberhard on developmental plasticity, and other work in so-called “Evo-Devo”), and to show the importance of non-adaptive “genetic drift” (e.g. Michael Lynch). These numerous strands of recent biological theory differ greatly among themselves; and they also differ in terms of the degrees to which they are conciliable with, or in opposition to, mainstream neodarwinism. Also, these strands are not themselves all mutually compatible; and it is too early to judge the extent to which any of them stand or fall. But together they point to the fact that the neodarwinian synthesis has not altogether disposed of philosophical questions about “life.” It is possible to take issue with neodarwinist reductionism without thereby slipping into vitalism or creationism. Darwin’s legacy remains richer and stranger than is accounted for in current mainstream discourses of genetic determinism and evolutionary psychology.

Kauffman is one of those scientists who strongly insists that the neodarwinian synthesis leaves far too much out of account. Reinventing the Sacred moves from biological speculations to a broader attack on the very notion of scientific reductionism. Kauffman insistd that biological emergence (and other forms of emergence in the natural and social/cultural worlds, for that matter) leads to the existence of phenomena that cannot be accounted for or predicted on the basis of physical laws alone. Nothing in biology contradicts the laws of physics; but the biological world does not follow from the laws of physics in themselves, and cannot entirely be described or understood in terms of those laws. Even in principle, a perfect knowledge of the positions and velocities of all the particles in the universe (Laplace’s demon) would not suffice to determine the future. For the future is open and unpredictable. The universe is characterized by a “persistent creativity,” operating on all scales and in all contexts, but especially where there is life. This creativity cannot be accounted for in terms of natural laws, and elementary particles and forces. It will not be comprehended within whatever supposed “theory of everything” the physicists manage to come up with (if they ever do). Kauffman is arguing very much in the tradition of Bergson and Whitehead (though, unfortunately, he never mentions these thinkers, and doesn’t seem to know anything about them), and Ilya Prigogine.

Reinventing the Sacred is mostly concerned with “breaking the Galilean spell” that has held us in its thrall for something like four hundred years. Even complexity theory, with its understanding of “deterministic chaos,” involving abrupt, nonlinear changes from one phase state or basin of attraction to another, does not break with the logic of linear causality and mechanistic determinism. It is still “fully lawful” (in the sense of scientific laws — 141). Kauffman claims, however, that what he calls “Darwinian preadaptation” — by which he means pretty much the same thing as Gould and Lewontin do by exaptation, a word that Kauffman oddly does not use — does indeed break with such a logic. In taking already-existing phenotypic features and detourning them to new uses, organisms explore what Kauffman calls the “adjacent possible,” and thereby expand the range of actuality in unforeseen and unforeseeable ways. For “Darwinian preadaptations appear to preclude even sensible probability statements” (139). This is because judging probabilities requires knowing at least the “sample space” within which all possible outcomes are contained. But biological innovation (and cultural innovation as well) changes the very shape of this space itself. It doesn’t just choose among already-existing possibilities, but changes or expands what is possible.

I think that a lot of this resonates with Whitehead’s speculations on creativity and innovation, and with Deleuze’s notion of the virtual or potential (and how it differs from the merely possible). But this in turn brings up the entire question of how to relate science and philosophy. Whitehead and Deleuze are opposed, as Kauffman is, to scientific reductionism: that is to say, they are opposed to the claim that the reduction of mental experiences to neural firings, and of physical phenomena to elementary particles and forces is all there is. As I say in my Whitehead book:

Against all reductionism, Whitehead insists that “we may not pick and choose. For us the red glow of the sunset should be as much part of nature as are the molecules and electrical waves by which men of science would explain the phenomenon” (1920/2004, 29). The phenomenologist only considers the red glow of the sunset; the physicist only considers the mechanics of electromagnetic radiation. But Whitehead insists upon a metaphysics that embraces both. For “philosophy can exclude nothing” (1938/1968, 2).

The problem is not with scientific explanations in themselves, whose truth we can and should accept. The problem is only with thinking that these lower-level scientific explanations are ultimate and exhaustive, so that “higher-level” sorts of explanation can be entirely reduced to them — as E. O. Wilson claims with his notion of consilence, or as Paul and Patricia Churchland do with their notion of eliminative materialism. In other words, the problem comes when the low-level scientific explanation is accepted as what really is the case, and everything else is regarded as illusion or mere appearance. (This ironically reinstates the old reality/appearance distinction that scientific empiricism was supposed to get rid of once and for all). Now, it is unclear to me that this really makes much of a difference to the way that working scientists actually do their research. It only comes up when those scientists sit back and reflect upon their research in a non-experimental context — or when philosophers like the Churchlands, or armchair cultural speculators like myself, ask meta-questions about such research. But such speculations are themselves inevitable and unavoidable — it is impossible to separate “pure science” from them. The result is, we are left in a kind of circle. And Kauffman’s generous speculations are certainly welcome in contrast to Wilson’s “scientific imperialism,” his reductionist attempt to subordinate all other forms of understanding and inquiry to his particular kind of science.

At the same time, of course, we need to beware of the trap of taking Deleuze or Whitehead as an absolute starting point, and judging scientific theories on the basis of how well they conform to an already-existing philosophical argument. Both Whitehead and Deleuze were keenly interested in the science of their times, and both of them sought to create a metaphysics that was in tune with that science. This was (is) a two-way process. Both Whitehead and Deleuze insist that there is no such thing as positivistic, value-free science; all empirical research presupposes a background of theories, assumptions, and already-accepted facts. There is no physics free of metaphysics. Whithead and Deleuze therefore both strive to provide a metaphysics that will be adequate to the needs of modern science; but this does not mean that they claim, in the Kantian manner, to stipulate in advance the necessary and sufficient conditions for all knowledge (scientific or otherwise). This is part of what it means to say that they are (as Deleuze put it) “transcendental empiricists” rather than Kantian transcendental idealists. As the metaphysical process of what Whitehead calls generalization or speculation proceeds, it must continually test itself and modify itself in accordance with the developments of scientific knowledge (and other sorts of knowledge), even as it resists the exclusivist or imperialist claims that arise from, or are made on behalf of, these developments of knowledge.

To get back to Kauffman: given his interest in the role of creativity in the universe, and particularly in life processes, it’s really too bad that he seems entirely unaware of Whitehead. It is all too easy for me to translate Kauffman’s formulations into Whiteheadian terms; but I’d like to get more of a sense of how Kauffman’s speculations might allow us to modify or ‘update’ Whitehead. The weakest aspect of Kauffman’s book is his attempt to move from science to philosophy: there is a sense in which his philosophical musings are just too simplistic, or “naive.” When he gets beyond the technical details of his computer simulations, Kauffman is way too eager just to make a “leap of faith” into an embrace of teleological and spiritual concerns. There’s a lot of blather in the book about the wisdom of past civilizations, and the need to construct a “global ethic,” and far too little a sense of what it means to engage in speculation.

Now, when I say that Kauffman’s claims are largely speculative, this is not a criticism, because I do not share the positivist sense that speculation is unacceptable and that we must confine ourselves to hard empirical evidence and legitimate induction from such evidence. As Whitehead says, “the Baconian method of induction… if consistently pursued, would have left science where it found it.” A certain amount of speculation is necessary, if we are to discover or invent anything at all. Kauffman is indeed unique among contemporary scientists because of the degree to which his research has been almost entirely speculative — his work has largely consisted, as I have already noted, in running computer simulations of biological processes, rather than looking at any actual organisms. This is precisely why his claims about emergent order have been ignored, rejected, or dismissed as incomprehensible by the vast majority of biological researchers. But it’s also why his suggestions are important, for any effort actually to think the biological in terms that go beyond genetic determinism and strict adaptationism.

However, some of Kauffman’s speculations in Reinventing the Sacred are just too tenuous, too lame. This is especially the case when he spends a chapter proposing a quantum model of the brain — one that differs from Roger Penrose’s better-known proposal, but that shares with it an argument that quantum indeterminacy could account for brain processes that are non-deterministic, and (especially) non-algorithmic. This is a case where Kauffman protests way too much — every step in his tortuous line of reasoning is qualified by statements like, “the hypothesis… is not at all ruled out” (211), certain factors “may remain available” according to his particular scenario (212), “perhaps something similar” is happening in a completely different realm from the one in which a particular kind of pattern has been noted (214), “it may always be the case” that such and such a process can take place (219), and so on at embarrassing length. In effect, Kauffman is constructing a Rube Goldberg machine to account for a process — let’s call it “decision” or “choice” — that classic determinism cannot explain, but only explain away. This seems utterly misguided to me — it makes far more sense just to accept, as a primary datum, recent observations about, for instance, fruit flies making unconstrained, undetermined decisions, than to go through Kauffman’s barely plausible chain of inferences and pleadings in order to allow for such a possibility.

The trouble, in a case like this, is that Kauffman’s speculations are simply not speculative enough. There needs to be some middle way between Kauffman’s appeal to a tortuous chain of reasoning on the one hand, and delirious invocations of cosmic forces on the other. It is especially noteworthy, and symptomatic, that Kauffman pulls off his explanation by appealing to quantum mechanics. It strikes me that the appeal to quantum indeterminacy, to give a scientific explanation of some otherwise unaccountable phenomenon, is a sort of get-out-of-jail-free-card to be used on all occasions when one cannot come up with anything else, or anything better. The same thing happens, for instance, in Greg Egan’s novel Teranesia — except Egan pulls out his quantum trump card in defense of neodarwinist reductionism, while Kauffman does so in defence of anti-reductionism.

In any case, for all that Kauffman is a speculative biologist (and, again, I am using this in a laudatory rather than dismissive sense), he fails to realize how his own mode of speculation is itself an example of the creative process that he sees at work throughout the biosphere, and perhaps the entire physical universe. Even though he has in effect abandoned the “scientific method,” he remains overly attached to “hard” factual claims, rather than understanding the continual play between what Whitehead calls “stubborn fact” and the way that, as Whitehead also says, “there is not a sentence, or a word, with a meaning which is independent of the circumstances under which it is uttered”, so that “every proposition proposing a fact must, in its complete analysis, propose the general character of the universe required for that fact.” This is why science must always be accompanied by robust speculation, whether in the form of metaphysics or in that of science fiction.

The Head Trip; consciousness and affect

Sunday, January 6th, 2008

I’ve been reading Jeff Warren’s The Head Trip: Adventures on the Wheel of Consciousness, basically on the recommendation of Erik Davis. It’s a good pop-science-cum-therapy book, which explores basic modes of conscious experience, both nocturnal and diurnal, and combines accounts of what scientific researchers and therapists are actually doing with a narrative of Warren’s own subjective experiences with such modes of consciousness-alteration as lucid dreaming, hypnotic trances, meditation, neurofeedback, and so on. Warren maps out a whole series of conscious states (including ones during sleep), and suggests that consciousness in general (to the extent that there is such a thing “in general”) is really a continuum, a mixture of different sorts of mental activity, and different degrees of attentiveness, including those at work during sleep. These various sorts of conscious experience can be correlated with (but not necessarily reduced to) various types of brain activity (both the electric activity monitored by EEGs and the chemical activity of various neurotransmitters; all this involves both particular “modules” or areas of the brain, and systematic patterns running through the entire brain and nervous system).

The Head Trip is both an amiable and an illuminating book, and I really can’t better Erik Davis’ account of it, which I encourage you to read. Erik calls Jeff Warren “an experiential pragmatist in the William Jamesian mode,” which is both high praise and a fairly accurate description. Warren follows James in that he insists upon conscious self-observation, and looks basically at what James was the first to call the “stream of consciousness.” Like James, Warren insists upon the pragmatic aspect of such self-observation (what our minds can do, both observing and being observed, in all its messy complexity), rather than trying to isolate supposedly “pure” states of attention and intention the way that the phenomenologists do.

At one point, Warren cites Rodolfo Llinas and D. Pare, who argue that consciousness is not, as James claimed, “basically a by-product of sensory input, a tumbling ’stream’ of point-to-point representations,” because it is ultimately more about “the generation of internal states” than about responding to stimuli (p. 138). But this revised understanding of the brain and mind does not really contradict James’ overall pragmatic style, nor his doctrine of “radical empiricism.” James’ most crucial point is to insist that everything within “experience” has its own proper reality (as opposed to the persistent dualism that distinguishes between “things” and “representations” of those things). Not the least of Warren’s accomplishments is that he is able to situate recent develops in neurobiological research within an overall Jamesian framework, as opposed to the reductive dogmas of cognitivism and neural reductionism.

Nonetheless, what I want to do here is not talk about Warren’s book, but rather speculate about what isn’t in the book: which is any account of emotion or of affect. Shouldn’t we find it surprising that in a book dedicated to consciousness in all its richness and variety, there is almost nothing about fear, or anger, or joy, or shame, or pride? (There’s also nothing about desire or passion or lust or erotic obsession: I am not sure that these can rightly be called “emotions,” but they also aren’t encompassed within what Warren calls “the wheel of consciousness”). There are some mentions of a sense of relaxation, in certain mental states; and of feeling a sort of heightened intensity, and even triumph, when Warren has a sort of breakthrough (as when he finally succeeds in having a lucid dream, or when his neurofeedback sessions are going well). Correlatively, there are also mentions of frustration (as when these practices don’t go well — when he cannot get the neurofeedback to work right, for instance). But that’s about it, as far as the emotions are concerned.

The one passage where Warren even mentions the emotions (and where he briefly cites the recent work on emotions by neurobiologists like Antonio Damasio and Joseph LeDoux) is in the middle of a discussion of meditation (pp. 309ff.). The point of this passage is basically to discuss the difference between how Western rationalism has just tried to repress (in a Freudian sense) the emotions, whereas the Buddhist tradition has instead tried to “cultivate” them (by which he seems to mean something like what Freud called “sublimation”). Warren oddly equates any assertion of the power of the emotions with evolutionary psychiatry’s doctrine that we are driven (or “hardwired”) by instincts that evolved during the Pleistocene. The existence of neuroplasticity (as recognized by contemporary neurobiologists) effectively refutes the claims of the evolutionary psychologists — this is something that I am entirely agree with Warren about. But Warren seems thereby to assert, as a corollary, that emotions basically do not matter to the mind (or to consciousness) at all — and this claim I find exceedingly bizarre. Warren seems to be saying that Buddhist meditation (and perhaps other technologies, like neurofeedback, as well) can indeed, as it claims, dispose of any problems with the emotions, because it effectively does “rewire” our brains and nervous systems.

What is going on here? I have said that I welcome the way that Warren rejects cognitivism, taking in its place a Jamesian stance that refuses to reject any aspect of experience. I find it salubrious, as well, that Warren gives full scope to neurobiological explanations in terms of chemical and electronic processes in the brain, without thereby accepting a Churchland-style reductionism that rejects mentalism or any other sort of explanatory language. Warren thus rightly resists what Whitehead called the “bifurcation of nature.” Nonetheless, when it comes to affect or emotion, some sort of limit is reached. The language that would describe consciousness from the “inside” is admitted, but the language that would express affective experience is not. I think that this is less a particular failing or blind spot on Warren’s part, than it is a (socially) symptomatic omission. Simply by omitting what does not seem to him to be important, Warren inadvertently testifies to how little a role affect or emotion plays in the accounts we give of ourselves today, accounts both of how our minds work (the scientific dimension) and of how we conceive ourselves to be conscious (the subjective-pragmatic dimension).

Some modes of consciousness are more expansive (or, to the contrary, more sharply focused) than others; some are more clear and distinct than others; some are more bound up with logical precision, while others give freer reign to imaginative leaps and to insights that break away from our ingrained habits of association. But in Warren’s account, none of these modes seem to be modulated by different affective tones, and none of them seem to be pushed by any sort of desire, passion, or obsession. Affects and desires would seem to be, for Warren, nothing more than genetically determined programs inherited from our reptilian ancestors (and exaggerated in importance by the likes of Steven Pinker) which our consciousness largely allows us to transcend.

Another way to put this is to say that Warren writes as if we could separate the states (or formal structures) of attentiveness, awareness, relaxation, concern, focus, self-reflection, and so on, from the contents that inhabit these states or structures. This is more or less equivalent to the idea — common in old-style AI research — that we can separate syntactics from semantics, and simply ignore the latter. Such a separation has never worked out in practice: it has entirely failed in AI research and elsewhere. And we may well say that this separation is absurd and impossible in principle. Yet we make this kind of separation implicitly, and nearly all the time; it strikes us as almost axiomatic. We may well be conscious of “having” certain emotions; but we cannot help conceiving how we have these emotions as something entirely separate from the emotions themselves.

It may be that consciousness studies and affect studies are too different as approaches to the mind (or, as I’d rather say, to experience) to be integrated at all easily). Indeed, in this discussion I have simply elided the difference between “affect” and “emotion”: the terms are sometimes used more or less interchangeably, but I think any sort of coherent explanation requires a distinction between the two. Brian Massumi uses “affect” to refer to the pre-personal aspects (both physical and mental) of feelings, the ways that these forces form and impel us; he reserves “emotion” to designate feelings to the extent that we experience them as already-constituted conscious selves or subjects. By this account, affects are the grounds of conscious experience, even though they may not themselves be conscious. Crucial here is James’ sense of how what he calls “emotions” are visceral before they are mental: my stomach doesn’t start churning because I feel afraid; rather, I feel afraid because my stomach has started churning (as a pre-conscious reaction to some encounter with the outside world, or to some internally generated apprehension). The affect is an overall neurological and bodily experience; the emotion is secondary, a result of my becoming-conscious of the affect, or focusing on it self-reflexively. This means that my affective or mental life is not centered upon consciousness; although it gives a different account of non-conscious mental life than either psychoanalysis (which sees it in terms of basic sexual drives) or cognitive theory (which sees non-conscious activity only as “computation”).

There’s more to the affect/emotion distinction than James’ account; one would want to bring in, as well, Sylvan Tompkins’ post-Freudian theory of affect, Deleuze’s Spinozian theory of affect, and especially Whitehead’s “doctrine of feelings.” Rather than go through all of that here, I will conclude by saying that, different as the field of consciousness studies (as described by Jeff Warren) is from cognitivism, they both ultimately share a sense of the individual as a sort of calculating (or better, computational) entity that uses the information available to it in order to maximize its own utility, or success, or something like that. Such an account — which is also, as it happens, the basic assumption of our current neoliberal moment — updates the 18th century idea of the human being as Homo economicus into an idea of the human being as something like Homo cyberneticus or Homo computationalis. For Warren, this is all embedded in the idea that, on the one hand, our minds are self-organizing systems, and parts of larger self-organizing systems; and on the other hand, that “we can learn to direct our own states of consciousness” (p. 326). Metaphysically speaking, we are directed by the feedback processes of an Invisible Hand; instrumentally speaking, however, we can intervene in these feedback processes, and manipulate the Hand that is manipulating us. The grounds for our decision to do this — to intervene in our own behalf — are themselves recursively generated in the course of the very processes in which we determine to intervene. The argument is circular; but, as with cybernetics, the circularity is not vicious so long as we find ourselves always-already within it. This is in many ways an enticing picture: if only because it is the default assumption that we cannot help starting out with. And Jeff Warren gives an admirably humane and expansive version of it. Still, I think we need to spend more time asking what such a picture leaves out. And for me, affect theory is a way to begin this process.

Bad Quote of the Week

Monday, October 22nd, 2007

From an interview with Satoshi Kanazawa, co-author (with Alan S. Miller) of Why Beautiful People Have More Daughters, a pop intro to “evolutionary psychology.” Kanazawa has just made the claim that “our brain (and the rest of our body) are essentially frozen in time — stuck in the Stone Age,” because “when the environment undergoes rapid change within the space of a generation or two, as it has been for the last couple of millennia,” there is not enough time for evolutionary adaptation to take place.

This reference to the environment undergoing rapid change, without mention that human beings themselves are the agents and initiators of such change, is strange enough. But Kanazawa goes on to say:

“One example of this is that when we watch a scary movie, we get scared, and when we watch porn we get turned on. We cry when someone dies in a movie. Our brain cannot tell the difference between what’s simulated and what’s real, because this distinction didn’t exist in the Stone Age.”

The major claim here is entirely false and ridiculous. Because, quite evidently, our brains can and do tell the difference betwen what’s simulated and what’s real. Despite the legends — pretty much debunked — of people terrified by the train coming towards them at the Lumiere Brothers’ very first movie screening in 1895, nearly everybody alive today can easily and effortlessly tell the difference between something happening on a movie or television screen and something happening in real life. My 2-year-old daughter understands this difference without difficulty.

“Pretend” (as my daughters call it) or simulated experience is perfectly real in its own right, of course; and we get scared from movies just as “authentically” as we get scared when something dangerous or horrible threatens us in “real life.” But not only does this have nothing to do with not being able to tell the difference, it absolutely depends upon being able to tell the difference. Vicariousness is crucial to aesthetic experience (it is the basis for what Kant called “disinterest”). I eagerly go to watch horror films. I do not eagerly go to places where there is a strong likelihood of feral monsters or chainsaw-wielding psychopaths dismembering me limb from limb. And I cry much more readily at the movies than I do in real life situations.

Probably if I said this to Kanazawa, he wouldn’t disagree with me, exactly, but rather say something about how the fear response evolved in such a way that it operates on its own, on the assumption that what is being seen is real — before some other, more highly conscious, part of our mind can remind us that, after all, “it’s only a movie.” But I don’t think this gets him off the hook. For the point of the example — and, I’d argue, the point of aesthetics (among other things) overall — is precisely that the brain, or the mind, or “human nature” in general, is massively underdetermined by the particular biological traits of which the evolutionary psychologists make so much. In the example here, the dismissal of vicariousness, together with the unexamined assumption that the physiological fear-response is meaningful in itself and enough to account for all the varied situations in which human beings can possibly feel afraid, or give meanings to being afraid, exemplifies the extreme naivete to which evolutionary psychology in general is always prone.

I am inclined to think that William James is right in saying that we feel afraid because we have a certain physiological reaction, rather than we have the physiological reaction because we feel afraid. But this is precisely why it is a category error to think that fear can be defined in cognitive terms, which would have to happen in order for the question of whether the experience is real or simulated to even come up. A corollary of this is that, when the cognitive question does come up, it is not constrained by the physiological response in the way that Kanazawa assumes. This is the ground of possibility for the astonishing diversity, between individuals and even more among cultures, of the meanings that are assigned to fear, of the situations that give rise to fear, of the ways that fear is dealt with, and so on and so forth. Evolutionary psychology can dismiss these differences as inconsequential (just as it dismisses the question of vicariousness as inconsequential) only because it has already assumed what it claims to prove. Its cognitivist assumptions (such as the assumption that the physiological fear-response has something to do with a cognitive judgment as to whether something is real or simulated) leave it utterly incapable of dealing with the non-cognitive, affective aspects of human life, as well as (ironically enough) with the ways that “cognition” itself contains far more than it can account for.

Bad Science

Monday, May 8th, 2006

It’s been too long since I last unpacked an example of bad science (or of bad reporting of science, it is sometimes difficult to say which). Jacalyn sent me the url for an article on a new study: “Lesbians’ brains respond like straight men.” Now, what does this mean, exactly? In what way do lesbians’ brains respond like the brains of straight men? First of all, we are given no indication of how the survey defined “lesbians” and “straight men”; if they used peoples’ own self-definition, that is well and good from a sociological standpoint, but it is way too vague to stand as a biological category. Do they mean to imply that, if somebody’s self-definition changes, say if I stop defining myself as a straight man (which I am very often tempted to do, because of all the baggage that comes with the phrase “straight man,” baggage which goes very far beyond the accurate but fairly vague observation that most of the time I am more likely to be turned on sexually by women than by men), then their hormones suddenly change? But that is getting ahead of myself. We also have to ask, when lesbians’ brains “respond” like those of straight men, to what are they responding? Well, the article says, “lesbians’ brains react differently to sex hormones than those of heterosexual women… Lesbians’ brains reacted somewhat, though not completely, like those of heterosexual men.” Now, isn’t there something circular going on here? “Sex hormones” are defined later in the article as “pheromones” — but this is itself a category that far too little is known about, and that is so dubious, especially in human beings, that making generalizations on their basis is unacceptable to begin with; the article itself notes in passing that “whether humans respond to pheromones has been debated.” But even if we accept the pheromones, all the research is saying, really, is that lesbians and “straight men” are both more sexually attracted to women than to men; which is of course the tautology that the survey presupposed in the first place. Oh, I should add that the physiological correlate of this arousal is that the scent which someone finds sexually arousing is processed in a different part of the brain (the hypothalmus) from the normal scent-processing areas. So again all we have is a tautology, the repetition of what was presupposed at the beginning. Of course the arousal is taking place on a subconscious level, by the scents of pheromones themselves, without the test subjects knowing which gender’s scent they are smelling. But this was also presupposed in the initial plan of the study; it’s just another tautology. (I should also note that the idea that biological males and females have completely separate pheromonal scents, which supposedly do not overlap, or show enough variation to undo the rigid binary, is also being unwarrantedly presupposed). However, even this is not quite accurate as a basis for the alleged “similarity” between “lesbians” and “straight men.” The report notes that “ordinary odors were processed in the brain circuits associated with smell in all the volunteers.” However, “in heterosexual males the male hormone was processed in the scent area but the female hormone was processed in the hypothalamus, which is related to sexual stimulation.” Whereas in lesbians, “both male and female hormones were processed the same, in the basic odor processing circuits.” But wait: if this is the case, then they entire claim of the study, that lesbian brains respond somewhat like straight male brains, collapses. Lesbian brains (I have given up putting up scare quotes just out of laziness; of course they should be present each time any of these pseudo-categories is mentioned) are similar to straight male brains in terms of what both categories of brains share with straight female brains — they all process scents of the gender they aren’t aroused by in the ordinary “odor processing circuits.” But lesbian brains, unlike straight male brains, do not process the odors of the gender they are attracted to in the hypothalmus. Therefore, by the study’s own terms, and even accepting their dubious categories, the entire parallel between “lesbians” and “straight men”collapses.

I could go on, but this is probably enough. The largest claims the study makes, according to the article, are that “there are biological factors that contribute to sexual orientation,” and that “homosexuality has a physical basis and is not learned behavior.” The first of these is something that nobody of any sense would ever doubt; since to doubt it you would have to think that the mind is entirely disconnected from the body, to a degree that even Descartes never maintained. And the second statement is utterly nonsensical, since any behavior whatsoever has a “physical basis” by definition (if it had no physical basis, in what sense would it even exist? what would it mean to observe it?), regardless of whether it is “learned” or innate, or something else (I am not convinced that learned vs. innate is a meaningful duality to begin with, since there is so much overlap between the two terms, and since you have to define them way too broadly in order to eliminate other possibilities, and include every observation on either one side of the duality or the other).

The thing is, a “scientific” report or study this idiotic, this devoid of any meaningful terms, or real scientific basis, can be found in the press every week. All it shows, basically, is that people (both scientists and news reporters and, probably, the general public) “want to believe” that everything in human life has a “genetic” basis (something else that is way too ill-defined to pass muster), and that the “common sense” prejudicies of our culture are true. At the start of Western science, empiricist mocked the old philosophy’s explanation of opium’s power to put people to sleep by its being alleged to have a “dormative virtue.” But today human genetics seems itself to be entirely based upon the positing and proclaiming of such imaginary virtues and essences.

The next time I post, this blog will return to its usual programming.

Creationism

Wednesday, August 3rd, 2005

In the wake of Bush’s statement endorsing the teaching of “intelligent design” theory alongside Darwinian evolutionary theory in the schools, I saw a debate on CNN between somebody from the Discovery Institute (the foundation behind the recent push for “intelligent design”) and Michael Shermer of Skeptic magazine. I was appalled. The Discovery Institute guy sounded open-minded and reasonable, with all his talk about new research and intellectual flexibility — though of course everything he said was pure garbage. On the other hand, Shermer was pompous and overbearing, the condescending voice of Authority, lecturing the public about the importance of peer-reviewed articles in prestigious journals, and actually saying at one point that only allowing the expression of ideas that have been properly peer-reviewed is “how we do things in a free society.” (He also kept on referring to “the marketplace of ideas,” evidently not realizing that the “marketplace of ideas,” like any other marketplace, has no concern for the truth or rationality he was otherwise trumpeting).

If you didn’t know anything about the subject, whom would you believe? Shermer’s performance justified everything Isabelle Stengers has said about the imperialist arrogance of official spokespeople for Big Science. Though ostensibly he was talking about the importance of rationality and of the objective gathering and weighing of empirical evidence, his affect was one of argument from authority, as if to say: “how dare you contest what we, the enlightened elite, have determined to be the case!” (Not to mention that, as an academic myself, I have ample experience with “peer review,” and I know how corrupt and dishonest it is). With supporters like this, Darwin doesn’t need enemies. Shermer, just like the Democratic Party, almost seems to go out of his way to justify all the sterotypes the Republicans and fundamentalists have been promulgating for years now about “liberal elitism” and liberals’ contempt for the common person. After hearing advocates for Science like Shermer, most Americans will find Bush to be speaking plausibly when he says that “intelligent design” ought to be taught alongside evolution because “part of education is to expose people to different schools of thought.”

In reality, of course, teaching “intelligent design” is an historical falsification. It is equivalent to teaching the theories of people who deny that the Holocaust ever happened, and of people who say that blacks were treated kindly and humanely under slavery. I doubt that even Bush would endorse Holocaust denial as a benevolent example of exposing people to different schools of thought. But the argument is never made along these lines, not in the courts, and not in the statements of any of the scientists who oppose creationism.

Of course, giving any legitimacy at all to “intelligent design” is actually a form of religio-political indoctrination; but recognizing this forces us, too, to recognize the unpleasant fact that no form of education is entirely devoid of indoctrination. (I am referring not only to formal education in the schools, but also to things like teaching my 3-year-old daughter to use the potty and to be polite and show consideration for other people). There’s no easy way out of this dilemma; it brings us to the limits of secular humanism/liberalism, which is the dogma I prefer over all others, except for the fact that it refuses to admit that it is one dogma among others, and which (like all dogmas) can only establish itself by vanquishing others.

I have no conclusions here, no suggestions as to how we can better defend historical truth against imposture (to give the whole question a more 18th century turn of phrase than perhaps it merits in these postmodern times). Currently science is losing the battle to religious fanaticism, and to a large extent this is science’s own fault (just as all the recent Republican victories are the Democrats’ own fault). Which probably just means that we are doomed (as I already said after Bush’s re-election).

Teranesia

Tuesday, May 10th, 2005

Greg Egan is one of the finest contemporary writers of “hard” SF, which is to say science fiction that strongly emphasizes the science, trying to keep the science coherent and to extrapolate plausibly (at least) from currently existing science and technology. Most of Egan’s books involve physics and computer science, speculating about such things as artificial intelligence and quantum mechanics. Teranesia is something of an exception in his work, as it deals with biology, takes place in the very near (instead of far distant) future, stresses character development and emotion — especially guilt and shame — more than his other novels, and has some directly political themes (Egan touches on religious and ethnic strife in Indonesia, with its heritage of both colonial exploitation and military misrule and corruption; as well as on Australia’s shameful mistreatment of asylum seekers — a matter on which he expands in his online Afterward to the novel). I read Teranesia mostly because I am looking at “bioaesthetics”, and at the “the biological imagination” (though I wish I had a better phrase for this); I was curious to see what Egan would do with biology.

The novel worked for the most part in terms of plot, characters, and emotion; but the biology was indeed the most interesting thing about it. The major conceit of Teranesia is the appearance of strange mutations, initially confined to one species of butterfly on one island in the Molucca Sea, but increasingly manifested across animal and plant species, and in a wider and wider area. These mutations seem to be too radical, too well-calibrated, and too quick, to be explicable by chance mutations plus the winnowing effect of natural selection. In the space of twenty years, entire animal and plant species develop altered body plans that allow them to feed (or to protect themselves from predation) much more easily, to squeeze out all competitors in the ecosystem, and to proliferate themselves from island to island.

It’s almost as if Egan had set himself as a task to envision a scenario of “biological exuberance“, a scenario that would seem to strongly imply some other evolutionary force than Darwinian natural selection — whether Christian “intelligent design,” some variant of Lamarckianism, Bergsonian elan vital, Richard Goldschmidt’s “hopeful monsters”, or the constraints of form championed by such non-mainstream biologists as Stuart Kauffman and Brian Goodwin — and yet to explain the scenario in terms that are entirely in accord with orthodox neodarwinism and Dawkins’ selfish gene theory. How could rapid and evidently purposive evolutionary change nonetheless result from the “blind watchmaker” of natural selection? All the scientists in Teranesia take the orthodox framework for granted; and in opposition to them, Egan sets religious fundamentalists on the one hand, and “postmodern cultural theorists” who celebrate the trickster mischievousness or irrational bounty of Nature on the other (Egan’s heavy-handed, Alan Sokal-esque satire of the latter group — the book came out at around the same time as the Sokal-vs.-Social Text incident — is the most lame and tiresome aspect of the novel).

[SPOILER ALERT] The way that Egan solves his puzzle is this. The mutations all turn out to be the result of the actions of a single gene, one that can jump from species to species, and that has the ability to rewrite/mutate the rest of the genome in which it finds itself by snipping out individual base pairs, and introducing transcription errors and replacements. Given a random DNA sequence to work with, the effect of the mutations is basically random. But given an actual genome to work with, the new gene enforces changes that are far from random, that in fact optimize the genome for survival and expansion. The new gene does this by, in effect, exploring the phase space of all possible mutations to a considerable depth. And it does this by a trick of quantum theory. Egan calls on the “many worlds” interpretation of quantum mechanics. Mutations are correlated with the collapse of the quantum wave function. All the mutations that could have happened to a given genome, but did not, in fact have occurred in parallel universes. Over the course of a genome’s history, therefore, all the alternative universes generated by every mutation constitute a phase space of all the possible changes the organism could have undergone, and it is these “many universes” the new gene is able to explore, and “choose” the changes that, statistically speaking, were the most successful ones. In this way, the new gene is able to optimize the entire genome or organism; even though it itself is purely a “selfish gene,” driven only to maximize its own reproduction. Egan wryly notes that “most processes in molecular biology had analogies in computing, but it was rarely helpful to push them too far” (256); nonetheless, he extrapolates this logic by imagining a DNA “program” that works like a “quantum supercomputer” (289).

Egan’s solution to his own puzzle is elegant, economical, and shrewd. He’s really doing what hard SF does best: applying the rigor of scientific reasoning to an imaginary problem, and (especially) abiding by the initial conditions set forth by the problem. He successfully constructs a scenario in which even the most extreme instance of apparent design can be explained without recourse to teleology. Though Egan’s hypothesis is counterfactual and probably impossible — which is just a fancy way of saying he is writing fiction — it does in fact usefully illuminate the logic of biological explanation.

And it’s this logic to which I want to turn. Getting rid of teleology is in fact harder than it might seem. Darwin’s theory of natural selection explains how meaningful and functioning complex patterns can emerge from randomness, without there being a pre-existing plan. “Intelligent design” theory today, like the 18th-century “argument from design,” claims that a structure like the eye, or like the interwoven network of chemical pathways that function in every cell, are too complex to have arisen without planning. Darwinian theory argues, to the contrary — quite convincingly and cogently — not only that “selection” processes are able to account for the formation of these structures, but that these structures’ very complexity precludes their having been made by planning and foresight, or any other way. (For the most explicit statement of this argument, see Richard Dawkins’ The Blind Watchmaker. Dawkins gives a reductionist, atomistic version of the argument. I would argue — though Dawkins himself would not agree — that this account is not inconsistent with the claims of Kauffman that natural selection rides piggyback on other sorts of spontaneous organization in natural systems).

But none of this stops Dawkins, or other hardcore Darwinians, from using the vocabulary of purpose on nearly all occasions. The eye is a structure whose purpose is seeing; genes are “selfish” because they “want” — i.e. their “purpose” is — to create more copies of themselves. Dawkins, at least, is aware that his use of purpose-language is metaphorical; but the metaphors you use affect your argument in powerful, structurally relevant ways, even though you may intend them “only,” and quite consciously, as “mere” metaphors. As Isabelle Stengers puts it, Dawkins is still describing life by comparing it to a watch — or to a computer — even if the “watchmaker” is “blind” and not purposeful or conscious. Kant’s pre-Darwinian observation, that we cannot help seeing life as “purposive,” even though we would be wrong to attribute explicit “purpose” to it — still holds true in evolutionary theory.

This is partly a question about adaptation. Hardcore neodarwinism assumes that every feature of an organism, no matter how minor, is adaptive — which is to say that it has a reproductive purpose, for which it was selected. And evolutionary theorists go through extraordinary contortions to explain how “features” like homosexuality, which evidently do not contribute to the production of more offspring, nonetheless must be “adaptive” — or reproductively selected for — in some way. In a case like homosexuality, it seems obvious to suggest that: a)it is not a well-defined category, but one that has a lot of blurry edges and culturally variable aspects, so it’s misguided in the first place to find a genetic correlate to it; and b)that to the extent that genes do play a role in same-sex object choice, it may well be that what was “selected for” was not homosexuality per se, but something more general (the sort of sexual disposition that is extremely plastic, i.e. capable of realizing itself in multiple forms).

More generally, adaptationism is problematic because defending it soon brings you to a point of reductio ad absurdum. Many features of organisms are evidently adaptive, but when you start to assert that everything must be, a priori, you are condemning yourself to a kind of interpretive paranoia that sees meanings, intentions, and purposes everywhere. You start out aware that (in Egan’s words) “evolution is senseless: the great dumb machine, grinding out microscopic improvements one end, spitting out a few billion corpses from the other ” (112). But you end up with a sort of argument from design, a paradoxical denial of contingency, chance, superfluity, and meaninglessness. Evolutionary theorists assume that every feature of every organism necessarily has a meaning and a purpose; which is what leads them to simply invent purposive explanations (what Stephen Jay Gould disparaged as “just-so stories”) when they cannot be discovered by empirical means.

All these difficulties crop up in the course of Teranesia. Egan’s protagonist, Prabir, is gay, and he supposes that his sexual orientation is like an “oxbow lake” produced by a river: something that’s “not part of the flow” of the river, but that the river keeps creating nonetheless (109). Conversely, he is (rightly) angered by the suggestion that homosexuality is adaptive because it has the evolutionary purpose of being “a kind of insurance policy — to look after the others if something happens to the parents” (110). Angry because such an explanation would suggest that his being as a person has no value in its own right, for itself. And this is picked up at the end of the novel, when the new gene crosses species and starts to metastasize in Prabir’s own body. As a ruthless and super-efficient machine for adaptation, it threatens to wipe out Prabir’s own “oxbow lake,” together with anything that might seem “superfluous” from the point of view of adaptive efficiency (310).

By the end of the novel, the new gene has to be contained, for it threatens to “optimize” Prabir, and through him the rest of humanity, into a monstrous reproductive machine. Teranesia suddenly turns, in its last thirty pages or so, into a horror novel; and the final plot twist that saves Prabir is (in contrast to everything that has come before) exceedingly unconvincing and unsatisfying, because it hinges on seeing the malignant gene as purpose-driven to an extent that simply (I mean in the context of Egan’s fiction itself) isn’t credible.

Teranesia thus ends up tracking and reproducing what I am tempted to call (in Kantian style) the antinomies of neodarwinian explanation. Starting from the basic assertion that “life is meaningless” (338 — the very last words of the novel), it nonetheless finds itself compelled to hypothesize a monstrous, totalizing purposiveness. The specter of biological exuberance is exorcized, but monstrosity is not thereby dispelled; it simply returns in an even more extreme form. Even Egan’s recourse to quantum mechanics is symptomatic: because quantum mechanics is so inherently paradoxical — because it is literally impossible to understand in anything like intuitive terms — it becomes the last recourse when you are trying to explain in rationalistic and reductive terms some aspect of reality (and of life especially) that turns out to be stubbornly mysterious. Quantum mechanics allows you to have it both ways: Egan’s use of it can be compared, for instance, to the way Roger Penrose has recourse to quantum effects in order to explain the mysteries of consciousness. In short, Teranesia is a good enough book that it runs up against, and inadvertently demonstrates, the aporias implicit within the scientific rationality to which Egan is committed.

Cosmopolitics

Thursday, April 28th, 2005

I just finished reading Isabelle Stengers’ great book Cosmopolitiques (originally published in seven brief volumes, now available in two paperbacks; unfortunately, it has not yet been translated into English). It’s a dense and rich book, of something like 650 pages, and it’s forced me to rethink a lot of things. I’ve said before that I think Stengers is our best guide to the “science wars” of the last decade or two, and more generally, to the philosophy of science. In Cosmopolitiques, she massively extends and expands upon what she wrote in earlier books like The Invention of Modern Science.

Stengers, like Bruno Latour, wants us to give up the claim to absolute supremacy that is the greatest legacy of post-Enlightenment modernity. The point is not to abandon science, nor to see it (in cultural-relativist terms) as lacking objective validity. The problem is not with science’s actual, particular positive claims; but rather with its pretensions to universality, its need to deny the validity of all claims and practices other than its own. What Stengers, rightly, wants to take down is the “mobilization” of science as a war machine, which can only make its positive claims by destroying all other discourses and points of view: science presenting itself as rational and as objectively “true,” whereas all other discourses are denounced as superstitious, irrational, grounded in mere “belief,” etc. Stengers isn’t opposing genetics research, for instance, but she is opposing the claim that somehow the “truth” of “human nature” can be found in the genome and nowhere else. She’s opposing Edward O. Wilson’s “consilience” (with its at proclamation that positive science can and will replace psychology, literature, philosophy, religion, and all other “humanistic” forms of knowledge) and Steven Pinker’s reductive, naive and incredibly arrogant and pretentious account of “how the mind works”; not to mention the absurd efforts of “quantitative” social scientists (economists, political scientists, and sociologists) to imagine themselves as arriving at “truth” by writing equations that emulate those of physics.

Stengers wants to understand science in the specificity of its practices, and thereby to reject its transcendent claims, its claims to foundational status which are always made by detaching it from its actual, concrete practices. She defines her own approach as, philosophically, a “constructivist” one. Constructivism in philosophy is non-foundationalist: it denies that truth somehow comes first, denies that it is just there in the world or in the mind. Instead, constructivism looks at how truths are produced through various processes and practices. This does not mean that truth is merely a subjective, human enterprise, either: the practices and processes that produce truths are not just human ones. (Here, Stengers draws profitably upon Whitehead, about whom she has written extensively). For modern science, the constructivist question is to determine how this practice is able (unlike most other human practices, at least) to produce objects that have lives of their own, as it were, so that they remain “answerable” for their actions in the world independently of the laboratory conditions under which they were initially elucidated. This is what makes neutrinos and microbes, for instance, different from codes of justice, or from money, or from ancestral spirits that may be haunting someone. The point of the constructivist approach is to see how these differences work, without thereby asserting that scientific objects are therefore objective, and out there in the world, while all the other sorts of objects would be merely subjective or imaginary or irrational or just inside our heads. The point is not to say that scientific objects are “socially constructed” rather than “objectively true,” but precisely to get away from this binary alternative, when it comes to considering either scientific practices and objects, or (for instance) religious practices and objects.

The other pillar of Stengers’ approach is what she calls an “ecology of practices.” This means considering how particular practices — the practices of science, in particular — impinge upon and relate to other practices that simultaneously exist. This means that the question of what science discovers about the world cannot be separated from the question of how science impinges upon the world. For any particular practice — say, for genetics today — the “ecology of practices” asks what particular demands or requirements (exigences in French, which it’s difficult to translate precisely because the cognate English word, “exigency”, sound kind of weird) are made by the practice, and what particular obligations does the practice impose upon those who practice it, make use of it, or get affected by it.

Constructivism and the ecology of practices allow Stengers to distinguish between science as a creative enterprise, a practice of invention and discovery, and science’s modernist claim to invalidate all other discourses. Actually, such a statement is too broad — for Stengers also distinguishes among various sciences, which are not all alike. The assumptions and criteria, and hence the demands and obligations, of theoretical physics are quite different from those of ethology (the study of animal behavior, which has to take place in the wild, where there is little possibility of controlling for “variables,” as well as under laboratory conditions). The obligations one takes on when investigating chimpanzees, and all the more so human beings, are vastly different from the obligations one takes on when investigating neutrinos or chemical reactions. The demands made by scientific practices (such as the demand that the object discovered not be just an “artifact” of a particular experimental setup) also vary from one practice to another. Constructivism and the ecology of practices allow Stengers to situate the relevance and the limits of various scientific practices, without engaging in critique: that is to say, without asserting the privilege of a transcendent(al) perspective on the basis of which the varying practices are judged.

Much of Cosmopolitiques is concerned with a history of physics, from Galileo through quantum mechanics. Stengers focuses on the question of physical “laws.” She looks especially at the notion of equilibrium, and the modeling of dynamic systems. Starting with Galileo, going through Newton and Leibniz, and then continuing throughout the 18th and especially the 19th centuries, there is a continual growth in the power of mathematical idealizations to describe physical systems. Physicists construct models that work under simplified conditions — ignoring the presence of friction, for instance, when describing spheres rolling down a plane (Galileo) or more generally, motion through space. They then add the effects of “perturbations” like friction as minor modifications of the basic model. Gradually, more and more complex models were developed, which allowed for more and more factors to be incorporated within the models themselves, instead of having to be left outside as mere “perturbations.” These models all assume physical “states” that can be said to exist at an instant, independently of the historical development of the systems in question; and they assume a basic condition of equilibrium, often perturbed but always returned to.

Stengers suggests that we should celebrate these accomplishments as triumphs of scientific imagination and invention. At the same time, she points up the baleful effects of these accomplishments, in terms of how they got (metaphorically) transferred to other physical and scientific realms. The success of models, expressible as physical “laws,” has to do with the particular sorts of questions 19th-century dynamics addressed (having to do with the nature of forces in finite interactions that could be treated mathematically with linear equations). The success of dynamics, however, led physicists to expect that the same procedures would be valid in answering other questions. This extension of the dynamic model beyond the field of its experimental successes, and into other realms, led to the general assumption that all physical processes could similarly be modeled in terms of instantaneous “states” and time-invariant transformations of these states. That is to say, the assumption that all physical processes follow deterministic “laws.” When the “perturbations” that deviate from the ideal cannot be eliminated empirically, this is attributed to the mere limitations of our knowledge, with the assertion that the physical world “really” operates in accordance with the idealized model, which thereby takes precedence over merely empirical observations. This is how physics moved from empirical observation to a quasi-Platonic faith in an essence underlying mere appearances.

It’s because of this underlying idealism, this illicit transference of dynamic modelling into realms that are not suited to it, that the ideology of physics as describing the ultimate nature of “reality” has taken so strong a hold on us today. Thus physicists dismiss the apparent irreversibility of time, and the increase of entropy (disorder) in any closed system, as merely artifacts of our subjectivity, which is to say our ignorance (of the fact that we do not have access to perfect and total information about the physical state of every atom). But Stengers points out the arbitrariness of the generally accepted “statistical” interpretation of entropy; she argues that it is warranted only by physicists’ underlying assumption that the ideal situation of total knowability of every individual atom’s location and path, independent of the atoms’ history of interactions, must obtain everywhere. This ideal is invoked as how nature “really” behaves, even if there is no empirical possibility of obtaining the “knowledge” that the ideal assumes.

There are similar problems in quantum mechanics. Most physicists are not content with Bohr’s injunction not to ask what is “really” going on before the collapse of quantum indeterminacy; they can’t accept that total, deterministic knowledge is an impossibility, so they have recourse to all sorts of strange hypotheses, from multiple worlds to “hidden variables.” But following Nancy Cartwright among others, Stengers suggests that the whole problem of indeterminacy and measurement in quantum mechanics is a false one. Physicists don’t like the fact that quantum mechanics forbids us in principle from having exact knowledge of every particle, as it were independently of our interaction with the particles (since we have to choose, for instance, between knowing the position of an electron and knowing its momentum — we can’t have both, and it is our interaction with the electron that determines which we do find out). But Stengers points out that the limits of our knowledge in quantum mechanics are not really any greater than, say, the limits of my knowledge as to what somebody else is really feeling and thinking. It’s only the physicists’ idealizing assumption of the world’s total knowability and total determinability in accordance with “laws” that leads them to be frustrated and dissatisfied by the limits imposed by quantum mechanics.

Now, my summary of the last two paragraphs has actually done a disservice to Stengers. Because I have restated her analyses in a Kantian manner, as a reflection upon the limits of reason. But for Stengers, such an exercise in transcendental critique is precisely what she wants to get away from; since such a critique means that once again modernist rationality is legislating against practices whose claims differ from its own. She seeks, rather, through constructivism and the ecology of practices, to offer what might be called (following Deleuze) an entirely immanent critique, one that is situated within the very field of practices that it is seeking to change. Stengers exemplifies this with a detailed account of the work of Ilya Prigogine, with whom she collaborated in the 1980s. Prigogine sought, for most of his career, to get the “arrow of time” — the irreversibility of events in time — recognized as among the fundamentals of physics. We cultural studies types tend to adopt Prigogine wholeheartedly for our own critical purposes. But Stengers emphasizes the difficulties that result from the fact that Prigogine is not critiquing physics and chemistry, but seeking to point up the “arrow of time” in such a way that the physicists themselves will be compelled to acknowledge it. To the extent that he is still regarded as a fringe figure by most mainstream scientists, it cannot be said that he succeeded. Stengers points to recent developments in studies of emergence and complexity as possibly pointing to a renovation of scientific thought, but she warns against the new-agey or high-theoretical tendency many of us outside the sciences have to proclaim a new world-view by trumpeting these scientific results as evidence: which means both translating scientific research into “theory” way too uncritically, and engaging in a kind of Kantian critique, instead of remaining within the immanence of the ecology of actual practices, with the demands they make and the obligations they impose.

The biggest question Cosmopolitiques leaves me with is precisely the one of whether it is possible to approach all these questions immanently, without bringing some sort of Kantian critique back into the picture (as I find myself unavoidably tempted to do, even when I am just trying to summarize Stengers’ arguments). One could also pose this question in reverse: whether Kantian critique (in the sense I am using it, which goes back to the Transcendental Dialectic of the First Critique, where Kant tries to use rationality to limit the pretensions of reason itself) can be rescued from Stengers’ objections to the modernist/scientific condemnation of all claims other than its own. The modernist gesture par excellence, in Stengers’ account, would be David Hume’s consignment of theology and speculative philosophy to the flames, as containing “nothing but sophistry and illusion.” Are Kant’s Antinomies and Paralogisms making essentiallly the same gesture? I regard this as a crucial question, and as an open one, something I have only begun to think about.

I have another question about Stengers’ conclusions, one that (I think) follows from that about Kantian critique. Stengers urges us (in the last section of her book) “to have done with tolerance”; because “tolerance” is precisely the condescending attitude by which “we” (scientists, secular modernists in general) make allowances for other world-views which we nonetheless refuse to take seriously. Stengers’ vision, like Latour’s, is radically democratic: science is not a transcending “truth” but one of many “interests” which constantly need to negotiate with one another. This can only happen if all the competing interests are taken seriously (not merely “tolerated”), and actively able to intervene with and against one another. To give an example that Stengers herself doesn’t use: think of the recent disputes over “Kennewick Man” — a 9,000-year-old skull discovered in 1999 near the Columbia River in Washington State. Scientists want to study the remains; Native American groups want to give the remains a proper burial. For the most part, the American press presented the dispute as one between the rational desire to increase our store of knowledge and the irrational, archaic “beliefs” of the “tribes” claiming ownership of the skull. Stengers would have us realize that such an indivious distinction is precisely an instance of scientific imperialism, and that the claims of both the scientists and the native groups — the demands they make and the obligations they feel urged to fulfill — need to be negotiated on an equal basis, that both are particular interests, and both are political: the situation cannot be described as a battle between rationality and superstition, or between “knowledge” and “belief.”

In this way, Stengers (and Latour) are criticising, not just Big Science, but also (and perhaps even more significantly) the default assumptions of post-Enlightenment secular liberalism. Their criticism is quite different from that espoused by such thinkers as Zizek and Badiou; but there is a shared rejection of the way that liberal “tolerance” (the “human face,” you might say, of multinational captial) in fact prevents substantive questions from being asked, and substantive change from happening. This is another Big Issue that I am (again) only beginning to think through, and that I will have to return to in future posts. But as regards Stengers, my real question is this: Where do Stengers’ and Latour’s anti-modernist imperatives leave us, when it comes to dealing with the fundamentalist, evangelical Christians in the United States today? Does the need to deprivilege science’s claims to exclusive truth, and to democratically recognize other social/cultural/political claims, mean, for instance, that we need to give full respect to the claims of “intelligent design” or creationism, and let them negotiate on an equal footing with the claims of evolutionary theory? To say that we shouldn’t tolerate the fundamentalists because they themselves are intolerant is no answer. And I’m not sure that to say, as I have said before, that denying the evolution of species is akin to denying the Holocaust — since both are matters of historical events, rather than of (verifiable or falsifiable) theories — I’m not sure that this answer works either. I realize I am showing my own biases here: it’s one thing to uphold the claims of disenfranchised native peoples, another to uphold the claims of a group that I think is oppressing me as much as they think I and my like are oppressing them. But this is really where the aporia comes for me; where I am genuinely uncertain as to the merits of Stengers’ arguments in comparison to the liberal “tolerance” she so powerfully despises.

Confidence Games

Tuesday, April 19th, 2005

Mark C. Taylor’s Confidence Games: Money and Markets in a World Without Redemption is erudite, entertaining, and intellectually wide-ranging — and it has the virtue of dealing with a subject (money and markets) that rarely gets enough attention from people deeply into pomo theory. Why, then, did I find myself so dissatisfied with the book?

Taylor is a postmodern, deconstructionist theologian — if that makes any sense, and in fact when reading him it does — who has written extensively about questions of faith and belief in a world without a center or foundations. Here he writes about the relations between religion, art, and money — or, more philosophically, between theology, aesthetics, and economics. He starts with a consideration of William Gaddis’ underrated and underdiscussed novels The Recognitions and JR (the latter of which he rightly praises as one of the most crucial and prophetic reflections on late-20th-century American culture: in a book published in 1975, Gaddis pretty much captures the entire period from the deregulation and S&L scams of the Reagan 80s through the Enron fiasco of just a few years ago: nailing down both the crazy economic turbulence and fiscal scamming, and its influence on the larger culture). From Gaddis, Taylor moves on to the history of money, together with the history of philosophical reflections upon money. He’s especially good on the ways in which theological speculation gets transmuted into 18th and 19th century aesthetics, and on how both theological and aesthetic notions get subsumed into capitalistic visions of “the market.” In particular, he traces the Calvinist (as well as aestheticist) themes that stand behind Adam Smith’s vision of the “invisible hand” that supposedly ensures the proper functioning of the market.

The second half of Taylor’s book moves towards an account of how today’s “postmodern” economic system developed, in the wake of Nixon’s abandonment of the gold standard in 1971, the Fed’s conversion from Keynesianism to monetarism in 1979, and the general adoption of “neoliberal” economics throughout the world in the 1980s and 1990s. The result of these transformations is the dematerialization of money (since it is no longer tied to gold) and the replacement of a “real” economy by a “virtual” one, in which money becomes a series of ungrounded signs that only refer to one another. Money, in Taylor’s account, has always had something uncanny about it — because, as a general equivalent or medium of exchange, it is both inside and outside the circuits of the items (commodities) being exchanged; money is a liminal substance that grounds the possibility of fixed categories and values, but precisely for that reason, doesn’t itself quite fit into any category, or have any autonomous value. But with the (re-)adoption of free-market fundamentalism in the 1980s, together with the explosive technological changes of the late 20th century — the growth of telecommunications and of computing power that allow for global and entirely ‘fictive’ monetary flows — this all kicks into much higher gear: money becomes entirely “spectral.” Taylor parallels this economic mutation to similar experiences of ungroundedness, and of signs that do not refer to anything beyond themselves, in the postmodern architecture of Venturi and after, in the poststructuralist philosophy of Derrida (at least by Taylor’s somewhat simplistic interpretation of him), and more generally in all facets of our contemporary culture of sampling, appropriation, and simulation. (Though Taylor only really seems familiar with high art, which has its own peculiar relationship to money; he mentions the Guggenheim Museum opening a space in Las Vegas, but — thankfully perhaps — is silent on hiphop, television, or anything else that might be classified as “popular culture”).

I think that Taylor’s parallels are a bit too facile and glib, and underrate the complexity and paradoxicality of our culture of advertising and simulation — but that’s not really the core of my problem with the book. My real differences are — to use Taylor’s own preferred mode of expression — theological ones. I think that Taylor is far too idolatrous in his regard for “the market” and for money, which traditional religion has seen as Mammon, but which he recasts as a sort of Hermes Trismegistus or trickster figure (though he doesn’t directly use this metaphor), as well as a Christological mediator between the human and the divine. Taylor says, convincingly, that economics cannot be disentangled from religion, because any economic system ultimately requires faith — it is finally only faith that gives money its value. But I find Taylor’s faith to be troublingly misplaced: it is at the antipodes from any form of fundamentalism, but for this very reason oddly tends to coincide with it. In postmodern society, money is the Absolute, or the closest that we mortals can come to an Absolute. (Taylor complacently endorses the hegelian dialectic of opposites, without any of the sense of irony that a contemporary christianophile hegelian like Zizek brings to the dialectic). Where fundamentalists seek security, grounding, and redemption, Taylor wants to affirm uncertainty and risk “in a world without redemption.” But this means that the turbulence and ungroundedness of the market makes it the locus for a quasi-religious Nietzschean affirmation (“risk, uncertainty, and insecurity, after all, are pulses of life” — 331) which is ultimately not all that far from the Calvinist faith that everything is in the hands of the Lord.

Taylor at one point works through Marx’s account of the self-valorization of capital; for Taylor, “Marx implicitly draws on Kant’s aesthetics and Hegel’s philosophy” when he describes capital’s “self-renewing circular exchange” (109). That is to say, Marx’s account of capital logic has the same structure as Kant’s organically self-validating art object, or Hegel’s entire system. (Taylor makes much of Marx’s indebtedness to Hegel). What Taylor leaves out of his account, however, is the part where Marx talks about the appropriation of surplus value, which is to say what capital does in the world in order to generate and perpetuate this process of “self-valorization.” I suggest that this omission is symptomatic. In his history of economics, Taylor moves from Adam Smith to such mid-20th-century champions of laissez faire as Milton Friedman and F. A. Hayek; but he never mentions, for instance, Ricardo, who (like Marx after him) was interested in production and consumption, rather than just circulation.

Now, simply to say — as most orthodox Marxists would do — that Taylor ignores production, and the way that circulation is grounded in production, is a more “fundamentalist” move than I would wish to make. Taylor is right to call attention to the eerily ungrounded nature of contemporary finance. Stock market prices are largely disconnected from any underlying economic performance of the companies whose stocks are being traded; speculation on derivatives and other higher-order financial instruments, which have even less relation to actual economic activity, have largely displaced productive investment as the main “business” of financial markets today. But Taylor seems to celebrate this process as a refutation of Marx and Marxism (except to the extent that Marx himself unwittingly endorses the self-valorization of capital, by describing it in implicitly aesthetic and theological terms). Taylor tends to portray Marx as an old-school fundamentalist who is troubled by the way that money’s fluidity and “spectrality” undermine metaphysical identities and essences. But this is a very limited and blinkered (mis)reading of Marx. For Marx himself begins Capital with the notorious discussion of the immense abstracting power of commodities and money. And subsequently, Marx insists on the way that circuits of finance tend, in an advanced capitalist system, to float free of their “determinants” in use-value and labor. The autonomous “capital-logic” that Marx works out in Volumes 2 & 3 of Capital is much more true today than it ever was in Marx’s own time. Marx precisely explores the consequences of these developments without indulging in any “utopian-socialist” nostalgia for a time of primordial plenitude, before money matters chased us out of the Garden.

Let me try to put this in another way. The fact that postmodern financial speculation is (quite literally) ungrounded seems to mean, for Taylor, that it is therefore also free of any extraneous consequences or “collateral damage” (Taylor actually uses this phrase as the title of one section of the book, playing on the notion of “collateral” for loans but not considering any extra-financial effects of financial manipulations). Much of the latter part of Confidence Games is concerned with efforts by financiers and economists, in the 1980s and 1990s, to manage and minimize risk; and with their inability to actually do so. Taylor spends a lot of time, in particular, on the sorry story of Long-Term Capital Management (LTCM), the investment firm that went bankrupt so spectacularly in 1998. After years of mega-profits, LTCM got called on its outrageously leveraged investments, found that it couldn’t repay any of its loans, and had to be bailed out to avoid a domino effect leading to worldwide financial collapse. In Taylor’s view, there’s a kind of moral lesson in this: LTCM wanted to make hefty profits without taking the concomitant risks; but eventually the risks caught up with them, in a dramatic movement of neo-Calvinist retribution, a divine balancing of the books. Taylor doesn’t really reflect on the fact that the “risks” weren’t really all that great for the financiers of LTCM themselves: they lost their paper fortunes, but they didn’t literally lose their shirts or get relegated to the poorhouse. Indeed their losses were largely covered, in order to protect everyone else, who would have suffered from the worldwide economic collapse that they almost triggered. The same holds, more recently, for Enron. Ken Lay got some sort of comeuppance when Enron went under, and (depending on the outcome of his trial) he may even end up having to serve (like Martha Stewart) some minimum-security jail time. But Lay will never be in the destitute position of all the people who lost their life savings and old-age pensions in the fiasco. Gaddis’ JR deals with the cycles of disruption and loss that are triggered by the ungrounded speculations at the center of the novel — but this is one aspect of the text Taylor never talks about.

Taylor sharply criticizes the founding assumptions of mainstream economists and financiers: the ideas that the market is “rational,” and that it tends toward “equilibrium.” And here Taylor is unquestionably right: these founding assumptions — which still pervade mainstream economics in the US and around the world — are indeed nonsensical, as well as noxious. It’s only under ideal, frictionless conditions, that almost never exist in actuality, that Smith’s “invisible hand” actually does operate to create “optimal” outcomes. Marginalist and neoclassical/neoliberal economics is probably the most mystified discipline in the academy today, wedded as it is to the pseudo-rigor of mathematical models borrowed from physics, and deployed in circumstances where none of the idealizations at the basis of physics actually obtain. It’s welcome to see Taylor take on the economists’ “dream of a rationally ordered world” (301), one every bit as out of touch with reality, and as harmful in its effects when people tried to bend the real world to conform to it, as Soviet communism ever was.

But alas — Taylor only dismisses the prevalent neoclassical version of the invisible hand, in order to welcome it back in another form. If the laws of economic equilibrium, borrowed by neoclassical economics from 19th-century physical dynamics, do not work, for Taylor this is because the economy is governed instead by the laws of complex systems, which he borrows from late-20th-century physics in the form of chaos and complexity theory. There is still an invisible hand in Taylor’s account: only now it works through phase transitions and strange attractors in far-from-equilibrium conditions. Taylor thus links the physics of complexity to the free-market theories of F. A. Hayek (Margaret Thatcher’s favorite thinker), for whom the “market” was a perfect information-processing mechanism that calculated optimal outcomes as no “central planning” agency could. According to Hayek’s way of thinking, since any attempt at human intervention in the functioning of the economy — any attempt to alleviate or mitigate circumstances — will necessarily have unintended and uncontrollable consequences, we do best to let the market take its course, with no remorse or regret for the vast amount of human suffering and misery that is created thereby.

Such sado-monetarist cruelty is clearly not Taylor’s intention, but it arises nevertheless from his revised version of the invisible hand, as well as from his determination to separate financial networks from their extra-financial effects. I’ll say it again: the more Taylor celebrates the way that everything is interconnected, and all systems are open, he still maintains a sort of methodological solipsism or blindness to external consequences. The fact that financial networks today (or any other sort of self-perpetuating system of nonreferential signs) are ungrounded self-affecting systems, produced in the unfolding of a “developmental process [that] neither is grounded in nor refers to anything beyond itself” (330) — this fact does not exempt these systems from having extra-systemic consequences: indeed, if anything, the system’s lack of “groundedness” or connection makes the extra-systemic effects all the more intense and virulent. To write off thesse effects as “coevolution,” or as the “perpetual restlessness” of desire, or as a wondrous Nietzschean affirmation of risk, is to be disingenuous at best.

There’s a larger question here, that goes far beyond Taylor. When we think today of networks, or of chaotic systems, we think of patterns that are instantiated indifferently in the most heterogeneous sorts of matter. The same structures, the same movements, the same chaotic bifurcations and phase transitions, are supposedly at work in biological ecosystems, in the weather, and in the stock market. This is the common wisdom of the age — it certainly isn’t specific to Taylor — but it’s an assumption that I increasingly think needs to be criticized. The very fact that the same arguments from theories of chaos/complexity and “self-organization” can be cited with equal relevance by Citibank and by the alterglobalization movement, and can be used to justify both feral capitalism and communal anarchism, should give us pause. For one thing, I don’t think we know yet how well these scientific theories will hold up; they are drastic simplifications, and only time will tell how well they perform, how useful they are, in comparison to the drastic simplifications proposed by the science of, say, the nineteenth century. For another thing, we still need to be dubious about how the idea of the same pattern instantiated indifferently in various sorts of matter is just another extension — powerful in some ways, but severely limiting in others — of Western culture’s tendency to divide mind or meaning from matter, and to devalue the latter. For yet another, we should be very wary of drawing political and ethical consequences from scientific observation and theorization, for usually such drawing-consequences involves a great deal of arbitrariness, as it projects the scientific formulations far beyond the circumstances in which they are meaningful.